Account Opening Forms


 - Individual/Joint Account

   • Securities Trading Agreement

   • Account Opening Form – Individual/Joint Account

   • Common Report Standard (“CRS”) Self-Certification Form – Individual

   • W-8BEN

   • Investment Profile Questionnaire




 - Corporate Account

   • Securities Trading Agreement

   • Account Opening Form – Corporate

   • Deed of Guarantee

   • Common Report Standard (“CRS”) Self-Certification Form – Corporation

   • Common Report Standard (“CRS”) Self-Certification Form – Controlling Person

   • W-8BEN-E

   • Investment Profile Questionnaire




 - Other Forms

   • Change of Account Information

   • Change of Signature Specimen

   • Electronic Servcies Application/Cancellation Form

   • Close Account Form

   • Funding Instruction Form

   • Securities Deposit/Withdrawal - Hong Kong Stocks

   • Securities Deposit/Withdrawal - Overseas Stocks

   • Third Party Authorization Form